The committee, making the decision in accordance with its powers in the Investment Business Regulations and Guidance (July 1997), said Moore Stephens had ‘failed to correct two breaches of the regulations and correct other matters in respect of written undertakings given to the Institute’.
Commenting on the decision, a spokesman for the firm said: ‘The penalty was for breaches of technical regulations rather than poor advice.’
Cowgill Holloway and Warings Business Advisors have merged, with a range of growth plans in the North West put in place
New growth opportunities in Aberdeen, North East Scotland, are being invested in by Grant Thornton
If businesses do not take cyber security seriously in their business planning regulators may do it for them, the ICAEW has warned
The Financial Reporting Council has issued guidance regarding the annual reporting of 1,200 large and smaller listed companies. The letter highlighted the key issues and improvements that can be made in the 2016 reporting season