TechnologyEdward Jones beefs up compliance with Complinet

Edward Jones beefs up compliance with Complinet

Private investor brokerage rolls out new compliance software for global operations

Financial services firm Edward Jones has rolled out Complinet Policy Manager
for use by its compliance functions in the United States, Canada and the United
Kingdom.

Complinet Policy Manager is a web-based solution which tracks external rule
changes across the globe links them to internal policies. It was selected by
Edward Jones to synchronise of its operations’ compliance manuals in different
parts of the world.

‘The days of the dust-laden policy manuals have gone, and compliance
professionals need to deploy workflow-based technologies to track and connect
external regulations with their internal policies,’ said Pam Cavness, who is
responsible for compliance at Edward Jones, which focuses on providing financial
services to individual investors

Paul Johns, chief marketing officer at Complinet said: ‘Over the past year,
the financial sector has been subjected to extensive regulatory developments and
preparing for compliance over the year ahead should be a priority for
businesses.’

Further reading:

Find
out more about Edward Jones

Related Articles

Riding the wave of digital accounting

Technology Riding the wave of digital accounting

2w Xero | Sponsored
EU divided over radical tax reforms targeting tech giants

Corporate Tax EU divided over radical tax reforms targeting tech giants

2w Alia Shoaib, Reporter
Deloitte cyber-attack: Is your firm safe?

Security Deloitte cyber-attack: Is your firm safe?

3w Alia Shoaib, Reporter
What to expect from GDPR

Legal What to expect from GDPR

2m Alia Shoaib, Reporter
Making Tax Digital – still full steam ahead?

Making Tax Digital Making Tax Digital – still full steam ahead?

3m Margaret Curran
A brief guide to Making Tax Digital

MTD A brief guide to Making Tax Digital

1m Clear Books | Sponsored
Four reasons why tech investment is critical for accountants

Technology Four reasons why tech investment is critical for accountants

2m Emma Smith, Managing Editor
Artificial intelligence and machine learning – the inevitable changes in professional service firms

Technology Artificial intelligence and machine learning – the inevitable changes in professional service firms

2m Andrew Griggs