Edward Jones beefs up compliance with Complinet

Financial services firm Edward Jones has rolled out Complinet Policy Manager for use by its compliance functions in the United States, Canada and the United Kingdom.

Complinet Policy Manager is a web-based solution which tracks external rule changes across the globe links them to internal policies. It was selected by Edward Jones to synchronise of its operations’ compliance manuals in different parts of the world.

'The days of the dust-laden policy manuals have gone, and compliance professionals need to deploy workflow-based technologies to track and connect external regulations with their internal policies,' said Pam Cavness, who is responsible for compliance at Edward Jones, which focuses on providing financial services to individual investors

Paul Johns, chief marketing officer at Complinet said: 'Over the past year, the financial sector has been subjected to extensive regulatory developments and preparing for compliance over the year ahead should be a priority for businesses.'

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